Assistant Dealing Manager, Wealth Management

Position Description

This position is responsible for trade execution across cash equities, overseas stock markets (including US), Hong Kong futures, and global futures/options. The dealer will coordinate closely with the sales trader team and operations to deliver precise and timely trades that optimize client and proprietary outcomes. This position demands strong market knowledge, fast execution capability, and strict compliance with risk limits. The ideal candidate will also require participation in shift and holiday time-off duties to ensure continuous market coverage, with schedules arranged by the team head.

Core competencies - Capable of handling orders across diverse time zones and exchanges. Rapid response to client orders without compromising integrity. Ability to interpret price movements and anticipate market reactions. Proactive monitoring of market and credit risk across products. Responsive communication with clients and sales partners under all duty schedules.

Key Areas of Responsibilities

Execute buy/sell orders for cash equities across local and overseas markets (US, Asia, Europe)

Manage HKEX-listed futures and options, as well as other global futures & options products trading

Ensure all trades meet regulatory requirements, position limits, and client instructions

Adhere to regulator exchange rules (HKEX, CME, ICE, NYSE/NASDAQ) and internal compliance protocols

Monitor open positions and risk exposures in real-time; escalate breaches promptly

Provide execution and market coverage during public holidays when markets remain open as assigned

Maintain accurate trade blotters and input trades into order management systems

Assist in resolving trade settlements and reconciliations with back-office teams

Contribute to process improvement initiatives to increase efficiency in trade workflows

Requirements

Postgraduate degree holder in related discipline is highly preferred

SFC licensed person with Type 1 and 2 and familiar with local regulatory and compliance requirements

3-5 years relevant experience with solid understanding of derivatives pricing, margining, and risk exposure

Strong knowledge of US equity markets, HK futures, and global futures/options products

Proficiency in trading platforms (Bloomberg, Refinitiv, OMNet, Fidessa, or similar)

High level of numerical accuracy and attention to detail

Strong communication skills for interacting with counterparties and internal teams

Ability to work under fast-paced, high-pressure market conditions and across varied shifts

Awareness of international market regulations (SEC, HK SFC, CFTC)

Good command of written and spoken English, Cantonese and Mandarin

Stay informed on CITIC CLSA Job Opportunities

Not the right fit? You can create a job alert to receive our latest job openings that meet your interest.